Visit the Fidelity Adviser Solutions sponsor area

23rd February 2022

Fidelity Adviser Solutions: Using technology to manage regulatory change

The regulatory burden on advice businesses continues to grow and grow. Firms are therefore increasingly using technology to help them meet their compliance obligations. 

Fidelity Adviser Solutions would like to invite you to their virtual discussion with Chris Davies of award winning RegTech provider Model Office. They’ll be discussing the current regulatory climate and the many new initiatives that will impact advisers, as well as how technology can enable governance, risk and compliance performance and accurate data across: 

  • The new Consumer Duty
  • Outcomes-focused regulation
  • The financial promotions review for high-risk investments
  • Advice suitability in relation to a client’s sustainability preferences
  • Operation resilience

We will also discuss how technology can be used to facilitate regulatory compliance in an efficient and effective way.

Register now

Business Development, Technology

Registration

Free Registration and CPD

Read More

Related Articles_

Fidelity Adviser Solutions: Helping clients with their financial wellness

If you’ve ever felt that clients’ money worries run deeper than the numbers, this five part video series from Fidelity Adviser Solutions is for you. Each short session shares practical, real-world ideas you can use straight away to spark better conversations, boost confidence, and make planning feel clearer and more human for you and your clients. Watch now

Read More

Client Centred Advisers: Why money is never just about money

Perhaps one of the most important things to understand about money is that people don’t experience it rationally. They experience it psychologically.

Read More

Client Centred Advisers: Helping clients stop living in life’s waiting room

One of the most common assumptions people make is this: “I’ll be happy when…” I’ll be happy when I can retire. I’ll be happy when the mortgage is paid off. I’ll be happy when I have enough money. I’ll be happy when I can work less. I’ll be happy when I’ve achieved financial freedom. At first glance, these seem like perfectly reasonable goals. In fact, many of them are exactly the kinds of goals financial planners help clients work towards every day.

Read More

Login

Not yet registered?

Please complete this form to join our community

Name
Email
Company
Select your role:
Password
Confirm Password