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Addressing key regulatory concerns for advisers

Regulatory webcast for Financial Advisers and Paraplanners

31 Mar 2017

Addressing key regulatory concerns for advisers

Prudential are delighted to have Rory Percival, from Training and Consultancy and formerly the FCA, presenting on a webex some of the topical regulatory issues currently facing advisers. The webex is taking place on 11 April.

Some of the issue he’ll look at include:

  • Defined benefit transfers
  • Centralised investment propositions
  • Insistent clients
  • Ongoing adviser charges and services

Rory will also look at key regulatory issues, highlight key FCA expectations and provide examples of good and poor practice.

There will also be a short Q&A with Rory and Colin Simmons, one of Prudential’s Business Development Managers, highlighting some of the support you can expect from Prudential.

Prudential want to give you every opportunity to access this fantastic expert insight, so there are three sessions on the 11 April – 9am, 11am and 1pm. You can register for any of these here

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